The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...
In addition to the $40 million Vanguard agreed to pay to investors as part of a class action suit in November, the SEC now ...
An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the ...
Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to ...
Vanguard group will pay $106.4 million to settle charges brought by the Securities and Exchange Commission and state ...
The regulator determined that the firm failed to provide accurate details regarding the capital gains and tax consequences ...
The $106.41 million penalty will be paid out to hundreds of thousands of investors, whom investigators say Vanguard failed to ...
The SEC said a lack of notifications by Vanguard drove higher capital gains tax bills for many retail investors.
Vanguard Group will pay more than $106 million to settle US Securities and Exchange Commission allegations that it made ...
The mutual fund titan harmed investors by failing to disclose risks relating to capital gains distributions in its retail ...
Vanguard agreed to pay $106.4 million to the Securities and Exchange Commission Friday to settle charges for “misleading ...
The alleged violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its ...