An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the ...
The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...
Investors can boost their after-tax returns by pairing assets with taxable accounts or tax-advantaged retirement accounts like 401(k) plans and IRAs.
The Malvern investment giant was accused of alleged misleading statements to retail investors in targeted retirement funds.
The SEC said a lack of notifications by Vanguard drove higher capital gains tax bills for many retail investors.
Vanguard, one of the largest mutual fund companies in the United States agreed to pay investors $106 million, CNN reports.
Vanguard agreed to pay $106.4 million to the Securities and Exchange Commission Friday to settle charges for “misleading ...
The mutual fund titan harmed investors by failing to disclose risks relating to capital gains distributions in its retail ...
The $106.41 million penalty will be paid out to hundreds of thousands of investors, whom investigators say Vanguard failed to ...
Here's what the average 401(k) balance looks like for those closest to retirement age, plus one simple way to save more. Earlier this year, Vanguard released its 2024 How America Saves report ...
Several thousand investors in Connecticut will be eligible for a share of a $106 million settlement reached with ...
The company announced in December 2020 it would lower the minimum initial investment for its Vanguard Institutional Target Retirement Funds. The SEC claims that to meet demand, a different ...