The Financial Industry Regulatory Authority has suspended and fined a former Wells Fargo financial advisor who was discharged by the firm amid allegations of using unauthorized communication channels ...
A U.S. bank regulator announced Monday it had fined three former executives at Wells Fargo Bank for their roles in the company's sales practices scandal.
To continue reading this content, please enable JavaScript in your browser settings and refresh this page. Wells Fargo & Co. received a $5 million fine for its ...
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SEC charges former Wells Fargo CEO and top executive with misleading investors over sales practices
The Securities and Exchange Commission charged former Wells Fargo CEO John Stumpf and retail banking head Carrie Tolstedt with misleading investors, the watchdog announced Friday.
Ex-Wells FA Sidelined over Side Gig After $220K Clawback Loss ...
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