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The SEC announced Friday it had dismissed 42 pending enforcement cases after discovering enforcement staff had improper access to materials meant for commission officials ruling on those cases.
The US Securities and Exchange Commission (SEC) has filed charges against the founder of Shopin for allegedly running a scam ICO to defraud investors out of $42 million.
WASHINGTON—The Securities and Exchange Commission is dismissing 42 enforcement cases after finding that some of its employees improperly accessed legal records that should have been walled off ...
The SEC alleges that more than 400 investors were attracted to the funds by promises that profits from mortgage investments would yield annual returns of 7.5 percent or more. In reality, SBC ...