The Malvern investment giant was accused of alleged misleading statements to retail investors in targeted retirement funds.
The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...
An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the ...
Vanguard Group will pay more than $106 million to settle US Securities and Exchange Commission allegations that it made ...
Vanguard agreed to pay $106.4 million to the Securities and Exchange Commission Friday to settle charges for “misleading ...
The SEC said a lack of notifications by Vanguard drove higher capital gains tax bills for many retail investors.
Vanguard, one of the largest mutual fund companies in the United States agreed to pay investors $106 million, CNN reports.
Vanguard exchange-traded funds (ETFs) are a fantastic choice for retired investors looking to play the long game with their ...
The $106.41 million penalty will be paid out to hundreds of thousands of investors, whom investigators say Vanguard failed to ...